Best Investors Account Sign in
Inactive

James M Livingston

Livingston Financial Planning, Inc.

Santa Rosa Beach, FL

Atlanta, GA

CRD 4770628

Claim This Profile
Employer firm

Livingston Financial Planning, Inc. CRD 128246

$11.7M regulatory AUM 22 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Livingston Financial Planning, Inc.

2050 W County Hwy 30A M1-Unit 230, Santa Rosa Beach, FL 32459 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-30
GA RA APPROVED 2024-04-22
FL RA APPROVED 2024-04-21
  • TX RA
    APPROVED
    Since 2024-09-30
  • GA RA
    APPROVED
    Since 2024-04-22
  • FL RA
    APPROVED
    Since 2024-04-21

Branch Locations

2050 W County Hwy 30A M1-Unit 230, Santa Rosa Beach, FL 32459 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alpha Financial Management Consultants New York NY 11/2020 06/2023
Accenture Atlanta GA 06/2003 11/2020
Self Employed Atlanta GA 07/2023 03/2024
Livingston Financial Planning, Inc. Atlanta GA 03/2024 Present
  • 11/2020 → 06/2023
    Alpha Financial Management Consultants
    New York, NY
  • 06/2003 → 11/2020
    Accenture
    Atlanta, GA
  • 07/2023 → 03/2024
    Self Employed
    Atlanta, GA
  • 03/2024 → Present
    Livingston Financial Planning, Inc.
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-23
  • S65 Uniform Investment Adviser Law Examination
    2024-03-23
Other Names
  • James Mayo Livingston
  • James Livingston
  • Jim Livingston

View on SEC IAPD

Nearby Firms

PALM VIEW INVESTMENTS
OSAIC WEALTH, INC.
EDWARD JONES

Nearby Investors

BRYAN DONALD MULLIN
ROBERT P COLETTA
GEORGE MAYO LIVINGSTON

Nearby Offices

PALM VIEW INVESTMENTS · SANTA ROSA BEACH, FL
OSAIC WEALTH, INC. · SANTA ROSA BEACH, FL
LIVINGSTON FINANCIAL PLANNING, INC. · Santa Rosa Beach, FL

More in Santa Rosa Beach, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor