Robert T Bird

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-10

NY RA
APPROVED

Since 2025-07-10

Branch Locations

425 Broadhollow Rd Ste 422, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Jericho	NY	03/2008	07/2022
City National Bank	Jericho	NY	08/2019	07/2022
Next Financial Group Inc.	Houston	TX	09/2022	07/2025
Unemployed	Melville	NY	08/2022	08/2022
Lpl Financial Llc	Melville	NY	07/2025	Present

03/2008 → 07/2022

Rbc Capital Markets Corporation

Jericho, NY
08/2019 → 07/2022

City National Bank

Jericho, NY
09/2022 → 07/2025

Next Financial Group Inc.

Houston, TX
08/2022 → 08/2022

Unemployed

Melville, NY
07/2025 → Present

Lpl Financial Llc

Melville, NY

Previous Registrations

2022-09-09 → 2025-07-10

Next Financial Group, Inc.

Melville, NY
2007-04-30 → 2022-08-25

Rbc Capital Markets, Llc

Jericho, NY
2006-09-22 → 2007-04-24

Banc Of America Investment Services, Inc.

Melville, NY

Other Businesses

1) 06/05/2025-Robert T Bird III-Insurance Producer-Non-Variable Insurance-Inv related-At reported business location(s)-Start date 01/02/2025-10hrs/mth-10hrs/mth during trading 2) 06/05/2025-ClientFirst Strategy, Inc.-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business locations(s) 3) 06/05/2025-Iona University-Iona University Alumni Board of Directors Member-Non-Profit Board Member-Not inv related-At New Rochelle, NY-Start date 07/07/2025-20hrs/mth-0hrs/mth during trading 4) 06/05/2025-Sierra Ridge Wealth Management-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business locations(s) 5) 06/05/2025-Sierra Ridge Advisory Group-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business locations(s)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-09-21
S63	Uniform Securities Agent State Law Examination	2001-01-25

S65 Uniform Investment Adviser Law Examination

2006-09-21
S63 Uniform Securities Agent State Law Examination

2001-01-25

Designations

Certified Financial Planner

Other Names

Robert Thomas Bird
Robert T Bird

View on SEC IAPD