Rickey Sanwah Fong

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2014-03-17

WI RA
APPROVED

Since 2014-03-17

Branch Locations

Oconomowoc, WI • United States

2607 N Grandview Blvd Ste 141, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Waukesha	WI	11/2002	Present
Pfs Investments Inc	Waukesha	WI	02/2014	Present

11/2002 → Present

Primerica Financial Services

Waukesha, WI
02/2014 → Present

Pfs Investments Inc

Waukesha, WI

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Dale Carnegie,(1099), Not Investment related, Allis, Wisconsin 53214, Course Instructor, 20 hours committed per month, (0 hours during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-01-30
S63	Uniform Securities Agent State Law Examination	2004-04-26

S65 Uniform Investment Adviser Law Examination

2014-01-30
S63 Uniform Securities Agent State Law Examination

2004-04-26

Other Names

Rickey San Wah Fong

View on SEC IAPD