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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-26
CA RA APPROVED 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-09-26
  • CA RA
    APPROVED
    Since 2024-06-14

Branch Locations

306 Laurel Mountain Road Suite 104, Mammoth Lakes, CA 93546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mammoth Lakes Fire Protection District Mammoth Lakes CA 01/2008 Present
Securities America, Inc. Folsom CA 01/2009 06/2024
Securities America Advisors, Inc. Lavista NE 01/2009 06/2024
Osaic Wealth, Inc. Mammoth Lakes CA 06/2024 Present
  • 01/2008 → Present
    Mammoth Lakes Fire Protection District
    Mammoth Lakes, CA
  • 01/2009 → 06/2024
    Securities America, Inc.
    Folsom, CA
  • 01/2009 → 06/2024
    Securities America Advisors, Inc.
    Lavista, NE
  • 06/2024 → Present
    Mammoth Lakes, CA
Previous Registrations
  • 2009-01-23 → 2024-06-14
    Securities America Advisors, Inc.
    Mammoth Lakes, CA
  • 2005-12-19 → 2009-01-23
    Brecek & Young Advisors, Inc.
    Folsom, CA
    Mammoth Lakes, CA
    Folsom, CA
    Folsom, CA
  • 2005-01-27 → 2005-12-21
    Roseville, CA
Other Businesses

1. MLFD VOLUNTEER POSITION: volunteer / part-time first responder NATURE: MAMMOTH LAKES FIRE PROTECTION DISTRICT* INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/2005 ADDRESS: 3150 Main St, Mammoth Lakes CA 93546 DESCRIPTION: volunteer and part-time firefighter. 2. ORAM & KAYLOR STRATEGIC ASSET MANAGEMENT- INSURANCE POSITION: Life agent NATURE: Life insurance and annuity sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2006 ADDRESS: 306 Laurel Mountain Road, Suite 104, Mammoth Lakes CA 93546, United States DESCRIPTION: I use life insurance as part of the financial planning process. I assist clients with determining if they need life insurance and at what level. Additional duties include marketing that I offer insurance services as well as client education.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-18
  • S66 Uniform Combined State Law Examination
    2005-01-18

View on SEC IAPD

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