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Tammy Sue Neff

Robert W. Baird & Co. Incorporated

Pittsburgh - Wexford, PA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-10-21
  • PA RA
    APPROVED
    Since 2022-10-21

Branch Locations

12570 Perry Highway Suite 100, Pittsburgh - Wexford, PA 15090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Muhlenkamp & Company Pittsburgh PA 08/2003 01/2019
Hefren Tillotson Pittsburgh PA 07/2019 Present
Unemployed Pittsburgh PA 02/2019 06/2019
Robert W. Baird & Co. Incorporated Wexford PA 10/2022 Present
  • 08/2003 → 01/2019
    Muhlenkamp & Company
    Pittsburgh, PA
  • 07/2019 → Present
    Hefren Tillotson
    Pittsburgh, PA
  • 02/2019 → 06/2019
    Unemployed
    Pittsburgh, PA
  • 10/2022 → Present
    Robert W. Baird & Co. Incorporated
    Wexford, PA
Previous Registrations
  • 2019-12-05 → 2022-10-21
    Hefren-Tillotson, Inc.
    Pittsburgh, PA
    Wexford, PA
  • 2004-07-20 → 2019-02-04
    Muhlenkamp & Co Inc
    Wexford, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-29
S65 Uniform Investment Adviser Law Examination 2004-07-19
S63 Uniform Securities Agent State Law Examination 2004-07-12
  • S66 Uniform Combined State Law Examination
    2021-03-29
  • S65 Uniform Investment Adviser Law Examination
    2004-07-19
  • S63 Uniform Securities Agent State Law Examination
    2004-07-12
Designations

View on SEC IAPD

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BROOKSTONE WEALTH ADVISORS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
MUHLENKAMP & CO INC

Other Investors

FREDERICK GUY CLERICI
COREY R UTZ
JOSEPH D THOMPSON
JOHN C. MACKIE
BRENT FISHER HEITZENRODER
JOHN RUSSELL KAUTZ
LOGAN ANDREW DIETZ
JESSICA ANN GREEN

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Wexford, PA
INDEPENDENT FINANCIAL PARTNERS · Wexford, PA
LEONARD ADVISORY GROUP LLC · Wexford, PA
CETERA INVESTMENT ADVISERS LLC · Wexford, PA
EDWARD JONES · WEXFORD, PA
BROOKSTONE WEALTH ADVISORS, LLC · Wexford, PA
BROOKSTONE WEALTH ADVISORS, LLC · Wexford, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Wexford, PA

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