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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-11-30 |
| GA | RA | APPROVED | 2017-11-29 |
| NC | RA | APPROVED | 2017-11-29 |
| SC | RA | APPROVED | 2017-11-29 |
Branch Locations
3419 Brook Crossing Dr, Brandon, FL 33511 • United States
1812 Manatee Avenue West, Bradenton, FL 34205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Brandon | FL | 06/2016 | 11/2017 |
| Lpl Financial Llc | Brandon | FL | 11/2017 | Present |
1. 11/29/2017 - M.S.C., INC. - Not Investment Related - Non Variable Insurance - VICE PRESIDENT - HEALTH INSURANCE AND ANCILLARY PRODUCTS. 2. 12/08/2017 - FWSAdvisor.com - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/01/2017 - 0 Hours Per Month/0 During Securities Trading. 3. 03/22/2018 - Focus Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-30 |
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