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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-25 |
| CA | RA | APPROVED | 2017-03-25 |
| NJ | RA | APPROVED | 2017-03-25 |
Branch Locations
1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States
181 Metro Ste 550, San Jose, CA 95110 • United States
San Jose, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Iselin | NJ | 03/2004 | 03/2017 |
| Mml Investors Services, Llc | San Jose | CA | 03/2017 | Present |
| Massmutual Life Insurance Co | San Jose | CA | 07/2016 | Present |
NAME: FLORA KAM INV REL: Y ADDR: 33 W ONTARIO ST, APT 28C, CHICAGO, IL 60654 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 8/1/2018 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (2) NAME: FLORA KAM INV REL: Y ADD: 7197 ROSENCRANS WAY, SAN JOSE CA 95139 NATURE: RENTAL PROPERTY POSITION: LANDLORD START DATE: 01/01/2000 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: RENT AND MANAGE RESIDENTIAL RENTAL PROPERTY (3): NAME: FLORA KAM INV REL: Y ADD: RESIDENTIAL NATURE: HEALTH INSURANCE POSITION: HEALTH INSURANCE AGENT START DATE: 3/8/2014 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: MANAGED MY EXISTING HEALTH INSURANCE CLIENTS, REVIEW PLAN WITH CLIENT EACH YEAR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-11 |
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