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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mark Saroka | Binghamton | NY | 03/2004 | Present |
| Securities America Inc | Vestal | NY | 05/2015 | 06/2024 |
| Securities America Advisors, Inc. | Vestal | NY | 07/2019 | 06/2024 |
| Osaic Wealth, Inc. | Vestal | NY | 06/2024 | Present |
| Osaic Wealth, Inc. | Vestal | NY | 06/2024 | Present |
**SECURITIES AMERICA ADVISORS POSITION: Advisor NATURE: Advisory affiliation with Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 7 START DATE: 07/03/2019 ADDRESS: 12325 Port Grace Blvd, LaVista NE 68128 DESCRIPTION: Meeting with clients, Gathering information, Creating accounts for clients, Running reports **NOTARY PUBLIC POSITION: Notarize signatures NATURE: Notary Public State of New York County of Broome No. 01BE6008181 Commission Expires June 8,2026 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/28/2006 ADDRESS: 1933 State Rt 12, Binghamton NY 13901 DESCRIPTION: Notary Public State of New York County of Broome No. 01BE6008181 Commission expires June 8, 2026 **EMPLOYEE OF THE FIRM L&M GROUP LTD POSITION: Registered Office Assistant NATURE: Employee of the firm L&M Group Ltd. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 10/16/2023 ADDRESS: 3820 Sheridan Drive, Amherst NY 14226 DESCRIPTION: Employee of the firm L&M Group Ltd.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-06-23 |
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