Karl Fredrick Frank

Employer firm

Geneos Wealth Management, Inc. CRD 120894

$9.22B regulatory AUM 139 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → Present
  Geneos Wealth Management Inc.
  Lone Tree, CO
• 01/2005 → Present
  A & I Financial Services Llc
  Lone Tree, CO
• 01/2023 → Present
  A&I Wealth Management
  Lone Tree, CO

Previous Registrations

• 2004-10-20 → 2005-01-07
  Sunamerica Securities, Inc.
  Centennial, CO

Other Businesses

1) WILL WORK UNDER RIA DBA A&I FINANCIAL SERVICES LLC DBA A&I WEALTH MANAGEMENT - IAR AND OWNER AN INVESTMENT RELATED BUSINESS LOCATED AT BRANCH LOCATION. 2) INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 3) AUTHOR. 4) A&I HOLDINGS LLC-OWNER. 5) PUFFERFISH LLC-MEMBER. 6) 9605 KINGSTON COURT LLC-MEMBER.

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-07-16
• S65 Uniform Investment Adviser Law Examination
  2004-09-23

Designations

• Certified Financial Planner