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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-05-23 |
Branch Locations
418 Grover Street, Lynden, WA 98264 • United States
1801 Riverside Drive, Mt. Vernon, WA 98273 • United States
1218 Commercial Avenue, Anacortes, WA 98221 • United States
822 South Burlington Blvd., Burlington, WA 98233 • United States
4183 Meridian St, Bellingham, WA 98226 • United States
4183 Meridian St, Bellingham, WA 98226 • United States
200 E Main St, Everson, WA 98247 • United States
1895 E Main Street, Ferndale, WA 98248 • United States
901 North Main Street, Wenatchee, WA 98801 • United States
3100 Woburn Street, Bellingham, WA 98226 • United States
2702 Colby Ave, Everett, WA 98201 • United States
1333 Cornwall Ave, Bellingham, WA 98225 • United States
201 Main Street, Suite 101, Edmonds, WA 98020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Bellingham | WA | 02/2003 | 02/2018 |
| Td Ameritrade, Inc. | Belingham | WA | 02/2018 | 05/2018 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 05/2018 |
| Lpl Financial, Llc | Bellingham | WA | 05/2018 | Present |
| Peoples Bank | Bellingham | WA | 05/2018 | Present |
1. 05/23/2018 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name / PEOPLES INVESTMENT / 0%/ LYNDEN, WA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-02 |
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