John William Rovetto

Current Employers

Employment History

• 11/2010 → 10/2016
  Jpmorgan Chase Bank
  New Orleans, LA
• 11/2010 → 10/2016
  J.P. Morgan Securities Llc
  New Orleans, LA
• 10/2016 → Present
  Lpl Financial, Llc
  New Orleans, LA
• 10/2016 → Present
  Newedge Advisors, Llc (Gwm Advisors, Llc)
  New Orleans, LA

Previous Registrations

• 2004-07-01 → 2006-01-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Other Businesses

1) 10/27/2016: Gulf Point Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 639 Loyola Ave., Suite 2100, New Orleans, LA 70113 - Start 10/03/2016 - 40 Hr/Mo; 2 Hour(s) During Securities Trading; 80% Time Spent 2) 10/28/2016: GWM Advisors LLC - Registered Investment Advisor DBA - DBA: (Hybrid) Gulf Point Advisors - Investment Related - 639 Loyola Ave., Suite 2100, New Orleans, LA 70113 - Start 02/03/2016 - 120 Hr/Mo; 6 Hour(s) During Securities Trading; 80% Time Spent - I provide investment advisory services through GWM Advisors LLC, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 2/27/2018 - Gulf Point Advisors, LLC - DBA: Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:02/23/2018 - 160 Hours Per Month/120 Hours During Trading. 4) 7/31/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:07/02/2018 - 1 Hours Per Month/0 Hours During Trading. 5) 1/30/2019 - Addicus Risk Management, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2019 - 5 Hours Per Month/1 Hour During Securities Trading. 6) 10/09/2019 - DBT-JWR-TSM LLC - DBA: (Hybrid) NOLA Invests and Saves - Investment related - Registered Investment Advisor DBA - start date:09/27/2019 - 40 hrs/mo - 10 hrs during trading. 7) 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 2/3/2016 - 120 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 2/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2004-06-30

Designations

Other Names

• John W Rovetto