Best Investors Account Sign in
Current Employers
Spectrum Asset Management, Inc.

2 High Ridge Park, Stamford, CT 06905 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-02
  • CT RA
    APPROVED
    Since 2024-10-02

Branch Locations

2 High Ridge Park, Stamford, CT 06905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Estabrook Capital Management Ponte Vedra Beach FL 07/2013 01/2023
Citigroup Stamford CT 01/2023 04/2024
Unemployed Stonington CT 04/2024 09/2024
Sami Brokerage Llc Stamford CT 09/2024 Present
  • 07/2013 → 01/2023
    Estabrook Capital Management
    Ponte Vedra Beach, FL
  • 01/2023 → 04/2024
    Citigroup
    Stamford, CT
  • 04/2024 → 09/2024
    Unemployed
    Stonington, CT
  • 09/2024 → Present
    Sami Brokerage Llc
    Stamford, CT
Previous Registrations
Other Businesses

Real Estate Sales Associate (Realtor) Brokerage: Herron Real Estate LLC Address: Orange Park, FL Start Date: 06/22 to Present Number of hours: Less than 3 hours per month (non-scheduled and none during trading/working hours) Duties: As a realtor I can help families search for, purchase or sell real estate in the state of Florida. I am a licensed real estate sales associate in the state. Client Services & Portfolio Administration, AVP for Spectrum Asset Management, Inc.("Spectrum"). SAMI Brokerage LLC("SAMI") is a wholly owned direct subsidiary of Spectrum and is the executing broker for Spectrum.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-08
  • S66 Uniform Combined State Law Examination
    2023-11-08
Other Names
  • Andrew Purdy
  • Andrew Dean Purdy

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Stamford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor