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Courtland Edward Mulliken

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Roseville, CA

Placerville, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-06-12
CA RA APPROVED 2004-05-28
  • TX RA
    APPROVED_RES
    Since 2008-06-12
  • CA RA
    APPROVED
    Since 2004-05-28

Branch Locations

2998 Douglas Blvd, Roseville, CA 95661 • United States

Placerville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 03/2004 Present
Bank Of America,Na Sacramento CA 08/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-27
  • S66 Uniform Combined State Law Examination
    2004-05-27
Other Names
  • Court Edward Mulliken
  • Courtland Mulliken

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
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MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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