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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-13
  • TX RA
    APPROVED
    Since 2023-03-13

Branch Locations

Cypress, TX • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Houston TX 07/2009 09/2022
Transamerica Investors Securities Corporation Cypress TX 10/2022 02/2023
Transamerica Life Insurance Company Cypress TX 09/2022 02/2023
Empower Financial Services, Inc Greenwood Village CO 02/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 02/2023 Present
  • 07/2009 → 09/2022
    Houston, TX
  • 10/2022 → 02/2023
    Transamerica Investors Securities Corporation
    Cypress, TX
  • 09/2022 → 02/2023
    Transamerica Life Insurance Company
    Cypress, TX
  • 02/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 02/2023 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

DARSTENS POSITION: Partner NATURE: Darstens is intended to be a business engaging in public speaking, online courses, and relationship counseling. This business will be a partnership between my wife and I where we intend to write and sell books to go along with the above. The focus of Darstens centered around us using our expertise to help families enhance the 3 M's, their marriages, their money, and their medical condition (Marriage, Money, and Medicine). We provide the information, education, and support to help couples in these areas. Our income will come from fees charges for speaking and the sale of books and courses designed around our theme of "enhancing the marital experience." INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/18/2021 ADDRESS: 14519 Middle Bluff Trl, Cypress TX 77429, United States DESCRIPTION: My duties will include writing, public speaking, and coaching of couples.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-19
S63 Uniform Securities Agent State Law Examination 2005-08-31
  • S65 Uniform Investment Adviser Law Examination
    2014-08-19
  • S63 Uniform Securities Agent State Law Examination
    2005-08-31

View on SEC IAPD

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