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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2024 | 12/2025 |
| Lpl Financial Llc | Luling | LA | 01/2026 | Present |
| Premier Charters Of Grand Isle | Luling | LA | 12/2011 | 04/2024 |
1. 12/2025 - Bayou-D - Business Owner - Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Luling LA 70070 - OBA Start Date: 01/01/2018 2. 12/2025 - Youtube Channel - Other- Investment Related - 5 Hour(s)/Month - 0 Hour(s) During Trading - Luling LA 70070 - OBA Start Date: 02/07/2016
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-27 |
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