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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-02-24 |
| MD | RA | APPROVED | 2025-02-21 |
Branch Locations
Shrewsbury, PA • United States
954 Ridgebrook Rd. Suite 200, Sparks, MD 21152 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Pittsburgh | PA | 02/2014 | 09/2018 |
| Wells Fargo Clearing Services, Llc | Hunt Valley | MD | 09/2018 | 02/2025 |
| Ameriprise Financial Services Llc | Sparks | MD | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-26 |
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