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Thomas Daniel Kucera

Voya Financial Advisors, Inc.

College Station, TX

CRD 4769247

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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-12
TX RA APPROVED_RES 2020-04-30
  • NY RA
    APPROVED
    Since 2022-10-12
  • TX RA
    APPROVED_RES
    Since 2020-04-30

Branch Locations

2423 Earl Rudder Freeway S Ste 100, College Station, TX 77845 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wbi Investments Red Bank NJ 10/2011 12/2016
Quasar Distributors, Llc Milwaukee WI 12/2011 12/2016
Voya Financial Advisors, Inc. Denver CO 01/2017 Present
  • 10/2011 → 12/2016
    Wbi Investments
    Red Bank, NJ
  • 12/2011 → 12/2016
    Quasar Distributors, Llc
    Milwaukee, WI
  • 01/2017 → Present
    Denver, CO
Previous Registrations
Other Businesses

NAME OF ENTITY:House Rental; No; 7703 E 4th Street; Scottsdale; AZ; 85251; Real estate property that I own that I will be renting.; OWNER; 9/1/2020; 5; 0; Owner, manage lease agmt and bookings for tenants, collect & deposit rent, other items that may arise with owning a property.| NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 547 WILLIAM D FITCH PKWY STE 101; COLLEGE STATION; TX; 77845; FIXED INSURANCE SALES; Independent Insurance Agent; 8/21/2020; 160; 160; SALES OF FIXED INSURANCE PRODUCTS| NAME OF ENTITY:Galloway Kucera Financial LLC; Yes; 2423 Earl Rudder Freeway S, Suite 100; College Station; TX; 77845; Financial Services/dba; Vice President; 2/23/2021; 160; 160; Sale and Service Insurance, Securities and Investment Products|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-15
S63 Uniform Securities Agent State Law Examination 2004-03-26
  • S66 Uniform Combined State Law Examination
    2012-02-15
  • S63 Uniform Securities Agent State Law Examination
    2004-03-26
Other Names
  • Tom Kucera

View on SEC IAPD

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