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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2011-08-16
  • GA RA
    APPROVED
    Since 2011-08-16

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

125 South Burwell Ave., Adel, GA 31620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Palm Beach FL 08/2011 Present
  • 08/2011 → Present
    Gwn Securities
    Palm Beach, FL
Previous Registrations
  • 2011-01-03 → 2011-08-23
    Adel, GA
    Raleigh, NC
  • 2009-09-01 → 2011-01-03
    Voya Financial Partners, Llc
    Adel, GA
    Raleigh, NC
    Adel, GA
Other Businesses

EXECUTIVE COMITTEE- COOK COUNTY TOUCHDOWN CLUB POSITION: committee member NATURE: Support for the local football team INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 08/03/2020 ADDRESS: 9900 Hwy 37, Adel GA 31620, United States DESCRIPTION: We meet on issues regarding the football team. We head up events that help raise funds for the team. Cook county Consulting,Is Not Investment Related,,NA,Owner,2023-09-08,0 hours per month,0 hours per month during trading hours,No Compensation Compensation,This is an entity registered with the state for tax purposes. No services offered through this entity. YOUR ONE SOURCE SOLUTION, Is Investment Related, DBA, Financial Professional, 01/01/2020,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-04
S63 Uniform Securities Agent State Law Examination 2008-09-25
  • S65 Uniform Investment Adviser Law Examination
    2008-11-04
  • S63 Uniform Securities Agent State Law Examination
    2008-09-25

View on SEC IAPD

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