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Hong Leang Taing

Wells Fargo Clearing Services, LLC

Baldwin Park, CA

Ontario, CA

Pasadena, CA

Alhambra, CA

CRD 4768820

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

14460 Merced Ave Ste 130, Baldwin Park, CA 91706 • United States

240 N Euclid Ave, Ontario, CA 91762 • United States

350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States

1910 W Main St, Alhambra, CA 91801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pasadena CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Pasadena CA 11/2016 Present
Previous Registrations
  • 2005-02-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Pasadena, CA
    Monterey Park, CA
    Monterey Park, CA
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; PARAMOUNT, CA; 100% OWNERSHIP; START DATE = 03/2013; NO TIME DEVOTED PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-23
  • S66 Uniform Combined State Law Examination
    2004-12-23

View on SEC IAPD

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