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Ara Kevork Mekhitarian

LPl Financial LLC

Glendale, CA

CRD 4768792

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-20
TX RA APPROVED 2022-05-19
  • CA RA
    APPROVED
    Since 2022-05-20
  • TX RA
    APPROVED
    Since 2022-05-19

Branch Locations

330 North Brand Blvd. Ste 180, Glendale, CA 91203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Glendale CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Glendale CA 11/2016 05/2022
Lpl Financial Llc Glendale CA 05/2022 Present
Previous Registrations
  • 2011-01-03 → 2022-06-01
    Glendale, CA
    Pasadena, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Glendale, CA
    Glendale, CA
    Encino, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2004-09-28 → 2011-01-03
    Wells Fargo Investments, Llc
    Glendale, CA
    Glendale, CA
Other Businesses

1) 5/2022- Encore Capital Mangement- DBA for LPL Business (entity for LPL business)- inv. related- Glendale CA 2) 01/05/2023 - Encore Wealth - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 10/11/2022 - 160 Hours Per Month/8 Hours During Securities Trading. 3) 04/10/2024 - Lion Street Private Client Group - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Started: 4/4/2024 - 10 Hrs/mo; 1 Hr During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-27
  • S66 Uniform Combined State Law Examination
    2004-09-27
Designations
  • Certified Financial Planner

View on SEC IAPD

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