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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-01-23 |
Branch Locations
300 Atlantic St. Suite 130, Stamford, CT 06901-3514 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Euro Pacific Capital Inc. | Westport | CT | 03/2006 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 10/2021 | 10/2024 |
| Bank Of America, N.A. | Stamford | CT | 12/2021 | 10/2024 |
| Charles Schwab & Co., Inc. | Stamford | CT | 01/2025 | Present |
| Charles Schwab Bank, Ssb | Stamford | CT | 01/2025 | Present |
1) FISH of Stamford, Inc. |Investment Related: No|PO Box 871, Stamford, CT, 06904, USA|Nonprofit Charitable Organizations|President, Board Member, Volunteer|7/1/2010|Less than 20 hour/month - 0 during trading hours|not financially compensated, no access to bank acct, nor do i have the ability to make financial decisions 2) 80 Mane Salon, LLc, dba Salon Anastassia, New Canaan|Investment Related:No|80 Main St ;New Canaan;CT ;06840;USA|Beauty Salon/Hair Salon/Aesthetician|Member/Chief Operating Officer |2026-04-27|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|as a corporate officer and co-manager, authorized agent that can appear on behalf of the Company and is authorized to perform daily business operations, including but not limited to, marketing, negotiating contracts, and executing documents on behalf of the company, within the scope defined by the Managing Member. This is NOT a Financial or Banking authorized position
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-02 |
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