Malcolm Winslow Mead

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2021-09-27

VT RA
APPROVED

Since 2021-09-27

Branch Locations

North Chittenden, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fcg Advisors Llc	Chatham	NJ	01/2002	Present
Cambridge Investment Research, Inc	Fairfield	IA	08/2020	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	09/2021	Present

01/2002 → Present

Fcg Advisors Llc

Chatham, NJ
08/2020 → Present

Cambridge Investment Research, Inc

Fairfield, IA
09/2021 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Other Businesses

1) SUNNYBANK FARM 2 KING ROAD, LLC, ONE GERMAN HILL FARM ROAD, NORTH CHITTENDEN, VT, RESIDENTIAL RENTAL, PARTNER, 01/01/20, NIR, 1/MO- 0/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. START DATE: 09/27/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-24
S63	Uniform Securities Agent State Law Examination	2000-03-03

S66 Uniform Combined State Law Examination

2021-09-24
S63 Uniform Securities Agent State Law Examination

2000-03-03

View on SEC IAPD