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James Canela

Wells Fargo Clearing Services, LLC

Los Angeles, CA

Pasadena, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-21
  • TX RA
    APPROVED_RES
    Since 2025-10-21

Branch Locations

11836 San Vicente Blvd, Los Angeles, CA 90049 • United States

350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Los Angeles CA 02/2004 Present
Wells Fargo Advisors Llc Los Angeles CA 02/2014 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 Present
  • 02/2004 → Present
    Wells Fargo Bank, Na
    Los Angeles, CA
  • 02/2014 → 11/2016
    Wells Fargo Advisors Llc
    Los Angeles, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
Other Businesses

RENTAL PROPERTY; INV RELATED; LOS ANGELES, CA; RESIDENTIAL; 100% OWNERSHIP; START 3/7/2013; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-09-05
  • S63 Uniform Securities Agent State Law Examination
    2014-09-05

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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