Joseph Nino Filosa

Current Employers

Employment History

• 10/2009 → 01/2019
  Morgan Stanley Smith Barney
  Great Neck, NY
• 01/2015 → 01/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2019 → Present
  Opal Wealth Advisors
  Jericho, NY
• 01/2019 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2009-10-23 → 2019-01-22
  Morgan Stanley
  Great Neck, NY

Other Businesses

1) Opal Wealth Advisors. Investment Related. 2 Jericho Plaza, Jericho NY, 11753. RIA, Financial Advisor, Partner. Start 2/2018. 100hrs/mo, all during trading hours. Financial Advisor managing client relationships. 2) Brooklyn Tile & Design, LLC. Non-Investment related. 10205 Rockway Blvd S. Ozone Park, NY 11420. Sell Tile, marble, and kitchen cabinets - retail store. Consultant/Sales. Start 1/2013. 20hrs/mo, 0 during trading hours. Consulting and sales. 3)Wentworth Financial Partners. Non-investment related. 80 state st, Albany NY 12207. Fixed/Traditional Insurance, Agent. Start 1/2019. 10hrs/mo, 1hr during trading hours. 4) Brooklyn Tile Design & Build, LLC. Not Investment Related. 10205 Rockway Blvd S. Ozone Park, NY 11420. Construction, design and build. Partner. 1/1/2024. Hrs/month 10 with 0 during trading hours. Administrative functions and business development. 5) Brooklyn Title & Design Holdings LLC. Not Investment Related. 830 Hempstead Tpke, Franklin Square, NY 11010. Real Estate Holding. Partner. 1/1/2025. Hrs/month 1 with 0 during trading hours. Partner in a holding company that holds 1 piece of real estate.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-04
• S63 Uniform Securities Agent State Law Examination
  2004-06-11

Designations

Other Names

• Joseph Filosa