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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-12-09
FL RA APPROVED 2025-12-03
TX RA APPROVED 2025-11-26
  • NH RA
    APPROVED
    Since 2025-12-09
  • FL RA
    APPROVED
    Since 2025-12-03
  • TX RA
    APPROVED
    Since 2025-11-26

Branch Locations

4776 Hodges Boulevard, Suite 203, Jacksonville, FL 32224 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Jacksonville FL 09/2005 03/2020
Ameriprise Financial Services, Llc Jacksonville FL 03/2020 11/2025
Newedge Securitesllc Pittsburgh PA 11/2025 Present
Newedge Advisors New Orleans LA 11/2025 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Jacksonville, FL
  • 03/2020 → 11/2025
    Jacksonville, FL
  • 11/2025 → Present
    Newedge Securitesllc
    Pittsburgh, PA
  • 11/2025 → Present
    New Orleans, LA
Previous Registrations
Other Businesses

Real Estate Ownership; Commercial; Office Condo which I work out of. The adress is 6817 Southpoint , ,; ; . Business Ownership; Fox and Associates; ; Used to pay for office expenses and to pay my assistant.; 6817 Southpoint Parkway #1101Jacksonville, Fl 32216, ,; ; ; 1 to 9 hours per month; / F&F Leasing; ; It is a corportation for the rent collected on the building and the bills associated with it.; 6817 Southpoint Parkway 1101Jacksonville, Fl 32216, ,; ; ; 1 to 9 hours per month; / Coastal Boat rentals; Co-owner; Started a boat rental company with a softball buddy. No clients involved. ; 35 SOUTH ROSCOE BOULEVARD, , PONTE VEDRA, FL, 32082; Not Investment-Related; 03/14/2025; 1 to 9 hours per month; 0 during trading hours / Nicholas R Fox Foundation; Co-owner; My son passed away and my wife and I created a 501(c)(3) foundation in his honor. My wife and I are the Grantors and the Trustees. We are trying to bring awareness to sports activities and pediatric heart conditions. ; 35 South Roscoe Boulevard, , Ponte Vedra, FL, 32082; Not Investment-Related; 03/03/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-12-11
  • S63 Uniform Securities Agent State Law Examination
    2003-12-11

View on SEC IAPD

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