Best Investors Account Sign in

Donna L Burnett

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Utica, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2019-06-17
CT RA APPROVED 2019-06-14
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2019-06-17
  • CT RA
    APPROVED
    Since 2019-06-14

Branch Locations

102 Business Park Dr, Utica, NY 13502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Utica NY 10/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-13
S63 Uniform Securities Agent State Law Examination 2004-04-22
  • S66 Uniform Combined State Law Examination
    2019-06-13
  • S63 Uniform Securities Agent State Law Examination
    2004-04-22
Other Names
  • Donna L Burnett
  • Donna L Swalgin
  • Donna L Lopesz
  • Donna Lopesz
  • Donna Swalgin

View on SEC IAPD

Other Firms

STRATEGIC FINANCIAL SERVICES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARADIGM CONSULTING, INC.
OSAIC WEALTH, INC.
MORGAN STANLEY
ROBERT W. BAIRD & CO. INCORPORATED
COMMONWEALTH FINANCIAL NETWORK
MML INVESTORS SERVICES, LLC

Other Investors

DAVID S LEMIRE
DOUGLAS SCOTT WALTERS
Francesca Mae Asher
Kyle J Dempster
Nicholas A Accordino
Emma Uvanni
Shannon M Cool
JUDITH VICKS-SWEET

Other Offices

STRATEGIC FINANCIAL SERVICES · UTICA, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · UTICA, NY
PARADIGM CONSULTING, INC. · UTICA, NY
OSAIC WEALTH, INC. · UTICA, NY
MORGAN STANLEY · Utica, NY
ROBERT W. BAIRD & CO. INCORPORATED · New Hartford, NY
COMMONWEALTH FINANCIAL NETWORK · New Hartford, NY
MML INVESTORS SERVICES, LLC · New Hartford, NY

More in Utica, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor