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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-06 |
| AR | RA | APPROVED | 2024-12-09 |
| IL | RA | APPROVED | 2023-06-08 |
| TX | RA | APPROVED_RES | 2023-06-08 |
| UT | RA | APPROVED | 2023-06-06 |
| AZ | RA | APPROVED | 2023-05-11 |
| NV | RA | APPROVED | 2023-04-28 |
Branch Locations
6145 S. Rainbow Blvd. Suite 105, Las Vegas, NV 89143 • United States
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Las Vegas | NV | 11/2016 | 07/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2021 | 12/2021 |
| Northwestern Mutual Investment Services Llc | Las Vegas | NV | 08/2021 | 12/2021 |
| Wells Fargo | Las Vegas | NV | 03/2000 | 07/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2021 | 12/2021 |
| Securities America, Inc. | Las Vegas | NE | 12/2021 | 03/2023 |
| Securities America Advisors | Las Vegas | NV | 12/2021 | 03/2023 |
| Lasalle St. Securities, Llc | Elmhurst | IL | 03/2023 | Present |
| Lasalle St. Investment Advisors, Llc | Elmhurst | IL | 03/2023 | Present |
USA SOFTBALL OF NEVADA POSITION: JO Deputy Commissioner NATURE: Deputy Commissioner for USA Softball of Nevada. Help with overseeing youth recreational and travel ball programs for the state of Nevada INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2021 ADDRESS: 2801 NE 50th St, Oklahoma City OK 73111 DESCRIPTION: Help to oversee both youth recreational and travel ball programs for the state of Nevada. Help provide rules, guidelines and organize events to help promote youth softball. LIFE INSURANCE SALES (Community Mulligan LLC) POSITION: Life Insurance Agent NATURE: Life Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 12/03/2021 ADDRESS: 6145 S. Rainbow Blvd, Ste 105, Las Vegas NV 89118 DESCRIPTION: Life Insurance sales. Index universal life, whole life, etc.. fixed insurance BISHOP GORMAN HIGH SCHOOL POSITION: Assistant Coach NATURE: Assistant High School Softball Coach INVESTMENT RELATED: No NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 0 START DATE: 03/24/2022 ADDRESS: 5959 S Hualapai Way, Las Vegas NV 89148, United States DESCRIPTION: Assistant High School Softball Coach BISHOP GORMAN HIGH SCHOOL POSITION: Part-time Substitute Teacher NATURE: Part-time substitute teacher for a local high school. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 09/01/2022 ADDRESS: 5959 Hualapai Way, Las Vegas NV 89148, United States DESCRIPTION: Part-time substitute teacher
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-11 |
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