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James Thomas Kirk

Rbc Capital Markets, LLC

St. Paul, MN

Minneapolis, MN

CRD 4767960

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-05
MN RA APPROVED 2025-04-15
  • TX RA
    APPROVED
    Since 2025-06-05
  • MN RA
    APPROVED
    Since 2025-04-15

Branch Locations

St. Paul, MN • United States

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bank Minneapolis MN 05/2015 04/2025
U.S. Bancorp Investments, Inc. Minneapolis MN 06/2015 04/2025
Rbc Capital Markets, Llc Minneapolis MN 04/2025 Present
City National Bank Minneapolis MN 05/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-24
  • S66 Uniform Combined State Law Examination
    2004-04-24
Designations
  • Certified Financial Planner
Other Names
  • Jim Thomas Kirk
  • James Thomas Kirk
  • James Kirk
  • Jim Kirk

View on SEC IAPD

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