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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-04-20
  • MI RA
    APPROVED
    Since 2016-04-20

Branch Locations

6100 Stadium Dr, Kalamazoo, MI 49009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Chamber Of Good Haven, Spring Lake And Ferrysburg Grand Haven MI 10/2015 Present
Secret Squirrels, Llc Grand Haven MI 11/2015 Present
Kestra Investment Services, Llc Grand Haven MI 04/2016 Present
Kestra Advisory Services, Llc Grand Haven MI 04/2016 Present
  • 10/2015 → Present
    The Chamber Of Good Haven, Spring Lake And Ferrysburg
    Grand Haven, MI
  • 11/2015 → Present
    Secret Squirrels, Llc
    Grand Haven, MI
  • 04/2016 → Present
    Kestra Investment Services, Llc
    Grand Haven, MI
  • 04/2016 → Present
    Grand Haven, MI
Previous Registrations
Other Businesses

Name: Amplified Audio Investment Related: No Address: 13210 Ferris Street Grand Haven MI 49417 Nature of Business: Other Other/None of the Above No Financial Related Activities Position, Title or Relationship: Sound and Installation Assistant Start Date: 4/25/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Assisting in Providing Audio Amplification for Concerts and Musical Performances with Set-Up, Operations and Tear Down; Assistance Provided During Non-Trading Hours Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: The Chamber of Grand Haven, Spring Lake and Ferrysburg Investment Related: No Address: 1 South Harbor Drive Grand Haven MI 49417 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: General Member of Leads and Networking Organization Start Date: 10/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Providing Organizational Support for Leads Program, Weekly Leads Group Meetings; Monthly General Member Meetings Name: SECRET SQUIRRELS LLC POSITION: Member, 1/2 interest in the control and liability of the LLC NATURE: Jointly leasing office space, paying lease payment and associated office expenses INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2015 ADDRESS: 700 Fulton Avenue, Suite A, Grand Haven MI 49417, United States DESCRIPTION: Pay 1/2 share of bills into the LLC and jointly responsible for payment of lease/utility bills out of the LLC Name: STEGINK FINANCIAL POSITION: Owner, Financial Advisor, Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 01/01/2026 ADDRESS: 700 Fulton Avenue, Suite A, Grand Haven MI 49417, United States DESCRIPTION: Managing of the entire business; Providing Financial Advisory services, financial products and insurance products in order to meet the needs of the clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-04
S63 Uniform Securities Agent State Law Examination 2004-04-02
  • S66 Uniform Combined State Law Examination
    2010-10-04
  • S63 Uniform Securities Agent State Law Examination
    2004-04-02
Designations

View on SEC IAPD

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