Best Investors
Account
Sign in
Best Investors
Account
Sign in
Lewis Asset Management CRD 143409
$387M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
985 Moraga Rd. Suite 207, Lafayette, CA 94549 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-08-03 |
| PA | RA | APPROVED | 2017-06-10 |
Branch Locations
9 N. Main Street, Pittston, PA 18640 • United States
985 Moraga Rd. Suite 207, Lafayette, CA 94549 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Pittston | PA | 04/2004 | 06/2017 |
| Joyce Financial Group | Pittston | PA | 07/2003 | Present |
| Joyce Insurance Group | Pittston | PA | 07/2003 | Present |
| Lewis Asset Management, Llc | Layfayette | CA | 06/2017 | Present |
1) JOYCE INSURANCE GROUP; INVESTMENT RELATED; 9 NORTH MAIN STREET PITTSTON, PA 18640; STATUTORY AGENT; 07-13-2004; 160 HRS/MONTH; 160 HRS/MONTH DURING SECURITIES TRADING HOURS; BENEFITS MANAGER AT JOYCE INSURANCE GROUP. MY RESPONSIBILITIES SERVICING AND SELLING GROUP HEALTH INSURANCE AND LIFE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-25 |
Reach out to this advisor