Roy Christopher Bentzen

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 01/2019
  Thornburg Securities Corp.
  Santa Fe, NM
• 06/2019 → 12/2020
  Mass Mutual
  Springfield, MA
• 06/2019 → 12/2020
  Mml Distributors Llc
  Woodland Park, NJ
• 02/2019 → 06/2019
  Unemployed
  Woodland Park, NJ
• 03/2021 → 06/2022
  Nationwide Investment Services Inc.
  Columbus, OH
• 06/2022 → Present
  Fisher Investments
  Woodland Park, NJ
• 12/2020 → 03/2021
  Unemployed
  Woodland Park, NJ

Previous Registrations

• 2021-03-12 → 2022-06-02
  Nationwide Investment Advisors, Llc
  Columbus, OH
• 2016-03-15 → 2019-02-06
  Thornburg Investment Management Inc
  Woodland Park, NJ
  Santa Fe, NM

Other Businesses

NAME: Bentzen Home Renovations, LLC INV REL: N ADD: Woodland Park, NJ 07424 NATURE: Holding company for the purchase/sale of homes and potentially rentals in the future. POSITION: sole member START DATE: 01/07/2019 NO. HR/MO: 1-5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Identify properties in need of work and hire a contractor to fully rehab home prior to selling it.

Exams

• S66 Uniform Combined State Law Examination
  2014-11-20
• S63 Uniform Securities Agent State Law Examination
  2004-03-30

Other Names

• Roy Bentzen
• Roy Christopher Bentzen