Best Investors Account Sign in

Eric Charles Marshall

Osaic Wealth, Inc.

East Peoria, IL

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-22
TX RA APPROVED_RES 2024-05-22
IL RA APPROVED 2024-01-19
IA RA APPROVED 2024-01-19
NM RA APPROVED 2024-01-19
  • FL RA
    APPROVED
    Since 2024-05-22
  • TX RA
    APPROVED_RES
    Since 2024-05-22
  • IL RA
    APPROVED
    Since 2024-01-19
  • IA RA
    APPROVED
    Since 2024-01-19
  • NM RA
    APPROVED
    Since 2024-01-19

Branch Locations

430 N Main Street, East Peoria, IL 61611 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Consulting Group Peoria IL 10/1999 Present
Osaic Wealth, Inc. East Peoria IL 01/2024 Present
  • 10/1999 → Present
    Legacy Consulting Group
    Peoria, IL
  • 01/2024 → Present
    Osaic Wealth, Inc.
    East Peoria, IL
Previous Registrations
  • 2015-10-05 → 2024-01-19
    Woodbury Financial Services, Inc.
    East Peoria, IL
    Peoria, IL
Other Businesses

LEGACY INVESTMENT SERVICES POSITION: insurance producer NATURE: Legacy Investment Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/31/2014 ADDRESS: 430 N Main St., East Peoria IL 61611, United States DESCRIPTION: Asset based long term care products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-24
S63 Uniform Securities Agent State Law Examination 2005-03-23
  • S65 Uniform Investment Adviser Law Examination
    2015-09-24
  • S63 Uniform Securities Agent State Law Examination
    2005-03-23
Other Names
  • Marshall C Eric

View on SEC IAPD

Other Firms

MIDWESTERN SECURITIES TRADING CO.,LLC
LPL ENTERPRISE, LLC
EDWARD JONES
GENEOS WEALTH MANAGEMENT, INC.
LPL FINANCIAL LLC
MML INVESTORS SERVICES, LLC
GUARDIAN WEALTH MANAGEMENT INC.
KESTRA ADVISORY SERVICES, LLC

Other Investors

CASSANDRA LEE TARABOLETTI
ANDREW RICHARD REED
SCOTT MICHAEL FISHER
Troy Daniel Martina
KENDALL MICHAEL COX
Nathaniel Mayes
Joshua William Janssen
Connor Thomas Reinarman

Other Offices

MIDWESTERN SECURITIES TRADING CO.,LLC · EAST PEORIA, IL
LPL ENTERPRISE, LLC · EAST PEORIA, IL
EDWARD JONES · EAST PEORIA, IL
MIDWESTERN SECURITIES TRADING COMPANY, LLC · EAST PEORIA, IL
GENEOS WEALTH MANAGEMENT, INC. · East Peoria, IL
LPL FINANCIAL LLC · PEORIA, IL
MML INVESTORS SERVICES, LLC · Peoria, IL
GUARDIAN WEALTH MANAGEMENT INC. · PEORIA, IL

More in East Peoria, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor