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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-10-21
  • VA RA
    APPROVED
    Since 2008-10-21

Branch Locations

1 Columbus Ctr Ste 1100, Virginia Bch, VA 23462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurnace Company Milwaukee WI 03/2004 Present
Northwestern Mutual Investment Services, Llc Virginia Beach VA 03/2004 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2014 Present
  • 03/2004 → Present
    Northwestern Mutual Life Insurnace Company
    Milwaukee, WI
  • 03/2004 → Present
    Virginia Beach, VA
  • 08/2014 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OPER LLC, 1067 N MASON RD, SUITE 6, CREVE COEUR, , MISSOURI, 63141, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 09/18/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE 3. 63% OWNER, UNTAPPD LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 02/08/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. 100% OWNER, JOSHUA E KRUTOY LLC, LEGAL ENTITY, START DATE: 02/08/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-15
S63 Uniform Securities Agent State Law Examination 2004-06-21
  • S66 Uniform Combined State Law Examination
    2008-10-15
  • S63 Uniform Securities Agent State Law Examination
    2004-06-21

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