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Daniel Legaye

Valic Financial Advisors, Inc.

Houston, TX

CRD 4767044

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-23
  • TX RA
    APPROVED
    Since 2024-10-23

Branch Locations

2929 Allen Parkway L3-20, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mgl Consulting Magnolia TX 01/2000 12/2017
Silver Portal Capital Llc San Diego CA 05/2013 09/2017
Time Equities Securities Llc New York NY 11/2013 02/2018
Kittle Capital Markets, Llc Indianapolis IN 11/2013 02/2018
Moody Securities, Llc Houston TX 03/2015 02/2018
Bankers Capital International New York NY 01/2017 04/2017
Linden Thomas And Company Securities, Llc Charlotte NC 09/2017 02/2018
Valic Financial Advisors, Inc Houston TX 01/2018 08/2019
Aig Capital Services, Inc. Houston TX 08/2019 Present
America General Life Insurance Houston TX 08/2019 Present
Valic Financial Advisors Inc. Houston TX 07/2024 Present
  • 01/2000 → 12/2017
    Mgl Consulting
    Magnolia, TX
  • 05/2013 → 09/2017
    Silver Portal Capital Llc
    San Diego, CA
  • 11/2013 → 02/2018
    Time Equities Securities Llc
    New York, NY
  • 11/2013 → 02/2018
    Kittle Capital Markets, Llc
    Indianapolis, IN
  • 03/2015 → 02/2018
    Moody Securities, Llc
    Houston, TX
  • 01/2017 → 04/2017
    Bankers Capital International
    New York, NY
  • 09/2017 → 02/2018
    Linden Thomas And Company Securities, Llc
    Charlotte, NC
  • 01/2018 → 08/2019
    Houston, TX
  • 08/2019 → Present
    Aig Capital Services, Inc.
    Houston, TX
  • 08/2019 → Present
    America General Life Insurance
    Houston, TX
  • 07/2024 → Present
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-10
  • S66 Uniform Combined State Law Examination
    2015-11-10
Other Names
  • Daniel Eugene Legaye
  • Danny Legaye
  • Daniel Eugene Legaye

View on SEC IAPD

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