Sean Christopher Walker

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 10/2020
  Lpl Financial, Llc
  Irvine, CA
• 07/2014 → 10/2018
  Applied Financial Planning, Inc.
  Irvine, CA
• 09/2014 → Present
  Applied Financial Planning
  Irvine, CA
• 10/2020 → Present
  Cwm, Llc
  Irvine, CA
• 10/2020 → 08/2026
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → 11/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-06-29 → 2024-11-08
  Cetera Investment Advisers Llc
  Irvine, CA
• 2020-10-20 → 2023-06-29
  Cetera Wealth Services, Llc
  Irvine, CA
• 2018-10-24 → 2020-11-03
  Applied Financial Planning, Inc.
  Irvine, CA
• 2014-05-19 → 2020-10-21
  Lpl Financial Llc
  Irvine, CA
  Irvine, CA
  Pasadena, CA
  Torrance, CA
  Woodland Hills, CA

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 07/2014; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES; NAME OF OTHER BUSINESS: THE MONEY GUYS; NATURE OF BUSINESS: DBA FOR APPLIED FINANCIAL PLANNING / RADIO SHOW; START DATE: 09/2014; POSITION/TITLE/RELATIONSHIP: NONE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PARTICIPATE IN RADIO SHOW; NAME OF OTHER BUSINESS: CONSERVATIVE PORTFOLIO ASSOCIATES, INC. NATURE OF BUSINESS: ENTITY USED FOR FEES AND COMMISSIONS; START DATE: 12/2015; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ENTITY USED FOR FEES AND COMMISSIONS; NAME OF OTHER BUSINESS: CAMBER AVIATION PARTNERS, LLC; NATURE OF BUSINESS: AVIATION SERVICES; START DATE: 12/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: AIRCRAFT TRAINING, RENTING AND LEASING; NAME OF OTHER BUSINESS: DOVE STREET ASSOCIATES, LLC; NATURE OF BUSINESS: GENERAL AVIATION AIRCRAFT (CIRRUS SR-22T) MANAGEMENT LLC; START DATE: 12/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1.25; APX NUMBER OF HOURS DURING TRADING HOURS: 1.25; BRIEF DESCRIPTION OF DUTIES: MAKE SURE BILLS ARE PAID AND INVOICES ARE SENT TO THE PARTNER'S RESPECTIVE ORGANIZATION FOR FLIGHTS TAKEN; NAME OF OTHER BUSINESS: AFPWM, LLC; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENTITY FOR TAX PURPOSES AND SUCCESSION;

Exams

• S66 Uniform Combined State Law Examination
  2014-04-11
• S63 Uniform Securities Agent State Law Examination
  2000-05-19