Min Michelle Ma

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Lpl Financial Llc
  Sunnyvale, CA

Previous Registrations

• 2005-03-30 → 2009-01-29
  Ameriprise Financial Services, Llc
  San Jose, CA
  Campbell, CA

Other Businesses

1) 07/08/2015: NO BUSINESS NAME - INV REL - 1761 WRIGHT AVE., SUNNYVALE, CA 94087 - INV REL - REAL ESTATE RENTAL - START 05/02/2013 - 2 HR/MO NONE DURING SECS TRDG HRS - RENTAL PROPERTY: 2911 ATTERBURY WAY, ELK GROVE, CA 95758. 2) 1/6/2017: No Business Name - Investment Related - Marina, CA - Real Estate Rental - Started 01/20/17 - 2 Hours Per Month/1 Hour During Securities Trading. 3) 1/3/2019 - No Business Name - Investment Related - Home Based & Marina, CA 93933 - Real Estate Rental - Started 10/17/2018 - 4 Hours Per Month/0 Hours During Securities Trading. 4) 03/19/2019 - No business name - Investment related - At reported business location(s) - Mortgage/Real Estate Services - start date:04/01/2019 - 5 hrs/mo - 0 hrs during trading - main purpose is to manage my own rental properties. 5) 05/10/2024 - No Business Name - Non-Inv Related - Sunnyvale, CA - Other - In Home Supportive Services - Started: 2/29/2024 - 52 Hrs/Mo; 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-29
• S63 Uniform Securities Agent State Law Examination
  2004-07-09

Other Names

• Min Michelle Ma
• Min Michelle Ma