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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-04-25 |
| FL | RA | APPROVED | 2024-04-16 |
| NJ | RA | APPROVED | 2013-01-04 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
The Villages, FL • United States
157 East Main St., Ste. 500, Rock Hill, SC 29703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Morristown | NJ | 02/2011 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 01/2013 | Present |
(1) 08/23/2011: PRIVATE ADVISOR GROUP - INV REL - 65 MADISON AVENUE, SUITE 300, MORRISTOWN, NJ 07960 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) (2) 05/06/2013: PRIVATE ADVISOR GROUP - INV REL - 65 MADISON AVENUE, SUITE 300, MORRISTOWN, NJ 07960 - REGISTERED INVESTMENT ADVISOR: (HYBRID) PRIVATE ADVISOR GROUP - 50% OF TIME SPENT - (HYBRID) I WILL BE A NON-PRODUCING ADVISOR SERVING IN SUPERVISORY/COMPLIANCE CAPACITY ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-31 |
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