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Timothy Michael Burgess

Ameriprise Financial Services, LLC

Mansfield, MA

Mansfield, MA

CRD 4766422

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2009-06-05
  • RI RA
    APPROVED
    Since 2009-06-05

Branch Locations

20 Cabot Blvd Ste 300 Ofc 27, Mansfield, MA 02048 • United States

Mansfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Braintree MA 08/2004 03/2020
Ameriprise Financial Services, Llc Mansfield MA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 70 South Shore Rd, , Little Compton, RI, 2837; Not Investment-Related; 09/29/2017.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-04
S63 Uniform Securities Agent State Law Examination 2004-04-15
  • S65 Uniform Investment Adviser Law Examination
    2009-06-04
  • S63 Uniform Securities Agent State Law Examination
    2004-04-15

View on SEC IAPD

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