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Lora Anne Cicconi

Ubs Financial Services Inc.

Los Angeles, CA

Weehawken, NJ

Santa Monica, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-18
  • CA RA
    APPROVED
    Since 2022-10-18

Branch Locations

2000 Avenue Of The Stars 7Th Floor North, Los Angeles, CA 90067 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Santa Monica, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Los Angeles CA 09/2022 Present
Lionsgate Entertainment Corp. Santa Monica CA 02/2017 08/2022
Greenberg Glusker Los Angeles CA 07/2012 01/2022
  • 09/2022 → Present
    Ubs Financial Services Inc.
    Los Angeles, CA
  • 02/2017 → 08/2022
    Lionsgate Entertainment Corp.
    Santa Monica, CA
  • 07/2012 → 01/2022
    Greenberg Glusker
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-17
  • S66 Uniform Combined State Law Examination
    2022-10-17
Other Names
  • Lera Anne Cicconi

View on SEC IAPD

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