Terry Jones

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 04/2018
  Stratera
  Dallas, TX
• 03/2015 → 04/2018
  Provasi Capital
  Dallas, TX
• 04/2018 → 12/2020
  Legendary Capital, Llc
  Fargo, ND
• 04/2018 → 12/2020
  The M&A Group, Llc
  Minneapolis, MN
• 11/2021 → 04/2023
  Citigroup Global Markets Inc.
  Irving, TX
• 12/2020 → 10/2021
  Unemployed
  Carrollton, TX
• 06/2023 → 03/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Frisco, TX
• 08/2023 → 03/2025
  Bank Of America, N.A.
  Frisco, TX
• 10/2025 → Present
  Fisher Investments
  Plano, TX
• 03/2025 → 10/2025
  N/A
  Plano, TX

Previous Registrations

• 2023-07-25 → 2025-03-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Frisco, TX
• 2022-04-18 → 2023-05-01
  Citigroup Global Markets Inc.
  Irving, TX
  Irving, TX
• 2013-09-10 → 2014-01-30
  Edward Jones
  Edinburg, TX
  St Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2022-04-18
• S63 Uniform Securities Agent State Law Examination
  2005-02-01

Other Names

• Terry Alan Jones