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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-04-19 |
Branch Locations
1901 Roxborough Road Ste 300, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Corporate Benefit Advisors | Charlotte | NC | 01/2009 | Present |
| Kestra Advisory Services, Llc | Cahrlotte | NC | 04/2016 | Present |
| Kestra Investment Services, Llc | Cahrlotte | NC | 01/2010 | Present |
Business Name: NFP Corporate Services (SE) Inc- NFP Investment Related: No Address: 70 W. Madison Suite 4600 Chicago IL 60602 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Employee Start Date: 1/1/2015 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Employee benefits Consulting Business Name: ACC Championship/Belk Bowl Investment Related: No Address: 6337 Morrison Blvd Charlotte NC 28211 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: board member Start Date: 9/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Facilitate in the selling of corporate packages Business Name: KESTRA ADVISORY SERVICES POSITION: producer NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735, United States DESCRIPTION: Support retirement plan advisors
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-19 |
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