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Sarah Anne Johnson

Iron Horse Financial Services LLC

Larned, KS

Larned, KS

Mcpherson, KS

CRD 4765871

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Employer firm

Iron Horse Financial Services LLC CRD 327802

$49.8M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Iron Horse Financial Services Llc

Mcpherson, KS • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-06-05
  • KS RA
    APPROVED
    Since 2026-06-05

Branch Locations

111 E 8Th St., Larned, KS 67550 • United States

111 E 8Th St., Larned, KS 67550 • United States

Mcpherson, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vonfeldt, Bauer, & Vonfeldt Larned KS 10/2009 11/2023
Avantax Investment Services, Inc. Larned KS 11/2009 10/2024
Avantax Advisory Services Larned KS 11/2009 10/2024
Iron Horse Financial Services Llc Mcpherson KS 06/2026 Present
Simmons & Simmons, Inc. Larned KS 06/2026 Present
Adamsbrown Llc Larned KS 11/2023 05/2026
  • 10/2009 → 11/2023
    Vonfeldt, Bauer, & Vonfeldt
    Larned, KS
  • 11/2009 → 10/2024
    Avantax Investment Services, Inc.
    Larned, KS
  • 11/2009 → 10/2024
    Avantax Advisory Services
    Larned, KS
  • 06/2026 → Present
    Mcpherson, KS
  • 06/2026 → Present
    Simmons & Simmons, Inc.
    Larned, KS
  • 11/2023 → 05/2026
    Adamsbrown Llc
    Larned, KS
Previous Registrations
Other Businesses

1) Simmons & Simmons, Inc.; No; Larned, KS; Accounting Firm; CPA; 06/2026; 35% of time spent on this business 2) PAWNEE VALLEY COMMUNITY HOSPITAL; No; Larned, KS; POSITION: Board of Director NATURE: I sit on the governing board of our community owned hospital; 06/2022. 2/ HRS MO: 2/ HRS MO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-10
S63 Uniform Securities Agent State Law Examination 2004-04-21
  • S65 Uniform Investment Adviser Law Examination
    2004-12-10
  • S63 Uniform Securities Agent State Law Examination
    2004-04-21
Other Names
  • Sarah Anne Evans
  • Sarah Anne Cline

View on SEC IAPD

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