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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-04-16 |
| TX | RA | APPROVED_RES | 2015-04-16 |
| AZ | RA | APPROVED | 2011-01-03 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
Harrisburg, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank N. A. | Scottsdale | AZ | 05/2001 | Present |
| Wells Fargo Advisors, Llc | Scottsdale | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | Present |
SHORT & TALL PRODUCTIONS, LLC, NOT INVT RELATED, HARRISBURG, NC, 100% OWNERSHIP BY SPOUSE/CHECK SIGNER, START DATE 12/5/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, CHECK SIGNER ON SPOUSES FILM AND MUSIC PRODUCTION BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-04 |
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