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222 2Nd Street, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Lakewood | CO | 10/2011 | 04/2023 |
| Wells Fargo Advisors, Llc | Lakewood | CO | 10/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lakewood | CO | 11/2016 | 04/2023 |
| First Citizens Bank | Raleigh | NC | 11/2025 | Present |
| First Citizens Capital Securities, Llc | Lakewood | CO | 11/2025 | Present |
| Unemployed | Lakewood | CO | 04/2023 | 12/2023 |
| Banker Health Group-Risk Management Solutions Group | Lakewood | CO | 12/2023 | 11/2025 |
| Svb Asset Management | Lakewood | CO | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-20 |
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