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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-07-25 |
| CA | RA | APPROVED | 2022-05-13 |
Branch Locations
9381 East Stockton Blvd. Ste. 200-14, Elk Grove, CA 95624 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 02/2004 | 04/2022 |
| Raymond James Financial Services Inc | Sacramento | CA | 05/2022 | Present |
| Raymond James Financial Services Advisors | Sacramento | CA | 05/2022 | Present |
(1)Name of Business: Barrier Reef Investments Address: 9381 E Stockton Blvd Ste 200, Elk Grove, CA, 95624-5070, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 06/26/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-29 |
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