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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-08 |
| IA | RA | APPROVED | 2024-01-19 |
| KS | RA | APPROVED | 2024-01-19 |
| NE | RA | APPROVED | 2024-01-19 |
Branch Locations
500 Willow Ave Suite 400, Council Bluffs, IA 51503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc | Council Bluffs | IA | 04/2011 | 01/2024 |
| Osaic Wealth, Inc. | Council Bluffs | IA | 01/2024 | Present |
1) NON INV REL; 532 1st Ave, Council Bluffs, IA 51503; SELLING OF GROUP BENEFITS FOR SMALL COMPANIES AND INDIVIDUAL HEALTH INSURANCE; SALES REP; START 1/1/2005; 5HR/MO; 2HR/MO; SELL GROUP BENEFITS. 2) JOHN BRACKER POSITION: independent agent NATURE: Fixed Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2005 ADDRESS: 532 First Ave Ste102, Council Bluffs IA 51503, United States DESCRIPTION: Provide quotes for fixed insurance business. 3) BRACKER FINANCIAL MANAGEMENT POSITION: agent NATURE: S corp. Handle Group Benefits and enrollment meetings. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 532 1st Ave Ste 102, Council Bluffs IA 51503, United States DESCRIPTION: Group Benefits run through Vogt Benefits Group in Dubuque, IA. Handle benefits for small to medium size employers and run annual benefits educational meetings for employees. Active since 2005 and only a couple of hours a month. 4) WEST FAIR BOARD POSITION: Board Member NATURE: Non-profit organization. I sit on the board. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 22984 US-6, Council Bluffs IA 51503, United States DESCRIPTION: sit on a committee for a capital campaign for the local county fair.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-04 |
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