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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-08
IA RA APPROVED 2024-01-19
KS RA APPROVED 2024-01-19
NE RA APPROVED 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2025-11-08
  • IA RA
    APPROVED
    Since 2024-01-19
  • KS RA
    APPROVED
    Since 2024-01-19
  • NE RA
    APPROVED
    Since 2024-01-19

Branch Locations

500 Willow Ave Suite 400, Council Bluffs, IA 51503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc Council Bluffs IA 04/2011 01/2024
Osaic Wealth, Inc. Council Bluffs IA 01/2024 Present
  • 04/2011 → 01/2024
    Woodbury Financial Services, Inc
    Council Bluffs, IA
  • 01/2024 → Present
    Council Bluffs, IA
Previous Registrations
  • 2011-04-19 → 2024-01-19
    Woodbury Financial Services, Inc.
    Council Bluffs, IA
    Council Bluffs, IA
    Dakota Dunes, SD
  • 2008-11-05 → 2011-05-13
    New England Securities
    West Des Moines, IA
    West Des Moines, IA
Other Businesses

1) NON INV REL; 532 1st Ave, Council Bluffs, IA 51503; SELLING OF GROUP BENEFITS FOR SMALL COMPANIES AND INDIVIDUAL HEALTH INSURANCE; SALES REP; START 1/1/2005; 5HR/MO; 2HR/MO; SELL GROUP BENEFITS. 2) JOHN BRACKER POSITION: independent agent NATURE: Fixed Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2005 ADDRESS: 532 First Ave Ste102, Council Bluffs IA 51503, United States DESCRIPTION: Provide quotes for fixed insurance business. 3) BRACKER FINANCIAL MANAGEMENT POSITION: agent NATURE: S corp. Handle Group Benefits and enrollment meetings. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 532 1st Ave Ste 102, Council Bluffs IA 51503, United States DESCRIPTION: Group Benefits run through Vogt Benefits Group in Dubuque, IA. Handle benefits for small to medium size employers and run annual benefits educational meetings for employees. Active since 2005 and only a couple of hours a month. 4) WEST FAIR BOARD POSITION: Board Member NATURE: Non-profit organization. I sit on the board. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 22984 US-6, Council Bluffs IA 51503, United States DESCRIPTION: sit on a committee for a capital campaign for the local county fair.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-29
S63 Uniform Securities Agent State Law Examination 2004-03-04
  • S65 Uniform Investment Adviser Law Examination
    2008-10-29
  • S63 Uniform Securities Agent State Law Examination
    2004-03-04

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