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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-18 |
| MN | RA | APPROVED | 2014-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2011 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2011 | Present |
1) PASQUALE W FRATTALONE 371 COMMERCE CT VADNAIS HTS, MN 55127. BEGAN 7/18/11 AS SOLE PROPRIETOR AS AN INDEPENDENT INSURANCE AGENT THAT SELLS AND SERVICES HEALTH AND LIFE INSURANCE, LONG TERM CARE AND DISABILITY INSURANCE. NOT INVESTMENT RELATED. DEVOTES 17 HRS/WK. 11 HRS DURING TRADING. 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3) FIT FINANCIAL SERVICES, LLC 371 COMMERCE CT VADNAIS HTS, MN 55127. BEGAN 7/18/2011 AS FIT FINANCIAL SERVICES, LLC IS THE NAME IN WHICH I OPERATE UNDER. INVESTMENT RELATED. DEVOTES 50 HRS/WK. 50 HOURS DURING TRADING. 4) MN CATHOLIC CREDIT UNION, ST JOHN THE EVANGELIST BRANCH, 400 LITTLE CANADA RD, E, LITTLE CANADA, MN, SUPERVISORY COMMITTEE, 09/28/20, NIR, 2/MO- 1/TRADING 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING 07/18/2011
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-21 |
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