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Chad Brian Harris

Raymond James & Associates, Inc.

Indianapolis, IN

Richmond, IN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2010-06-23
  • IN RA
    APPROVED
    Since 2010-06-23

Branch Locations

421 North Pennsylvania Street Suite 201, Indianapolis, IN 46204 • United States

Richmond, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Indianapolis IN 04/2010 Present
Previous Registrations
  • 2004-06-10 → 2006-03-17
    A. G. Edwards & Sons, Inc.
    Richmond, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-22
  • S66 Uniform Combined State Law Examination
    2010-06-22

View on SEC IAPD

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