Nelson Kenneth Wood

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → Present
  New York Life Insurance Co.
  Dallas, TX
• 02/2004 → Present
  Nylife Securities
  Dallas, TX
• 02/2015 → Present
  Wood Legacy Group, Llc
  Dallas, TX
• 02/2023 → Present
  Eagle Strategies Llc
  Dallas, TX

Other Businesses

[APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS] [THE WOOD LEGACY GROUP, LLC; LLC IS USED FOR THE PURPOSE OF RUNNING INSURANCE BUSINESS THROUGH TO PAY OVERHEAD EXPENSES FOR DAY-TO-DAY INSURANCE BUSINESS ONLY; 12201 MERIT DR, SUITE 1000; DALLAS, TX 75251; START DATE 09/2014; ROLE/TITLE: PARTNER; INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF WOOD LEGACY GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; DALLAS, TX; START DATE: 02/2015]

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-02-03
• S63 Uniform Securities Agent State Law Examination
  2004-06-17