Ian Michael Rodgers

Current Employers

Employment History

• 04/2014 → 03/2019
  Merrill Lynch
  Gilbert, AZ
• 04/2019 → 09/2019
  Ms Howells
  Scottsdale, AZ
• 04/2019 → Present
  Four Peaks Planning And Investments
  Gilbert, AZ
• 04/2019 → 09/2019
  Msh Advisors Llc
  Gilbert, AZ

Previous Registrations

• 2019-04-23 → 2019-09-20
  Msh Capital Advisors Llc
  Gilbert, AZ
  Scottsdale, AZ
• 2014-04-04 → 2019-03-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
  Gilbert, AZ
• 2009-03-30 → 2014-04-07
  Edward Jones
  St Louis, MO
  Chandler, AZ
  Gilbert, AZ
• 2008-05-28 → 2009-02-20
  Morgan Stanley & Co. Llc
  Mesa, AZ

Other Businesses

Ian Michael Rodgers is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Four Peaks Planning always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Four Peaks Planning in connection with such individual's activities outside of Four Peaks Planning. He spends approximately five hours per month on this outside business activity. OCT 2018; The Goodwill of Central and Northern Arizona; Board Member: 2626 W. Beryl Ave. Phoenix, AZ 8502: GOODWILL ARIZONA BOARD OF DIRECTORS, PHOENIZ, AZ; NON INVESTMENT RELATED; BOARD MEMBER; REVIEW MISSION OF NON PROFIT; DEVOTE 15 HRS/MO DURING NON MARKET HOURS. Ian Michael Rodgers is a Board of Directors of the Goodwill of Central and Northern Arizona. On the Goodwill Board of Directors Mr. Rodgers provides support for strategic initiatives and fiduciary responsibility as the Chair of the Investment Committee. His role as Chair of the Investment Committee consist of facilitating the process of finding outside money managers to invest the excess reserves of the Goodwill of Central and Northern Arizona. Four Peaks Planning will not participate in the investment selection nor be compensated due to the inherent conflict of interest. Mr. Rodgers's responsibility to select and monitor investment managers on behalf of the Goodwill. He typically spends 15 hours a week conducting this duty. He does not directly manage money or handle financial transaction. 2005; RENTAL PROPERTY CHANDLER, AZ; NON INVESTMENT RELATED; OWNER; MAINTAIN PROPERTY; DEVOTE 5 HRS/MO DURING NON MARKET HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-04-03
• S63 Uniform Securities Agent State Law Examination
  2004-03-18

Designations

Other Names

• Ian Michael Rodgers
• Ian Michael Rodgers
• Ian M Rodgers